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美国证券交易委员会 Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIESFiled pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
体育rsons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | 日期Exercisable | Expiration Date | 标题 | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | 官 | Other | |
Kirloskar Virendra A ONE TECHNOLOGY DRIVE MILPITAS, CA 95035 |
SVP & Chief Accounting Officer |
/ S/ Jeffrey Cannon,Virendra Kirloskar的事实律师 | 08/03/2021 | |
**Signature of Reporting Person | 日期 |
* | 如果表格是由多个报告人员提交的,seeInstruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations.See18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each RSU represents a contingent right to receive one share of KLA common stock. |
(2) | On August 1, 2019, the Reporting Person was granted RSUs for 2,573 shares of KLA common stock. On August 1, 2021, 25% of the RSUs vested. |
(3) | Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made. |
(4) | Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on July 30, 2021. |
(5) | This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 3, 2021. |
(6) | On August 2, 2018, the Reporting Person was granted RSUs for 2,759 shares of KLA common stock. On August 2, 2021, 25% of the RSUs vested. |
(7) | Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2021. |